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When Rosana
asked me to start a "Scholarly Corner" for her Cordwainer-Smith.com
website, she didn't specify what kinds of scholars I should discuss.
Cordwainer Smith has been blessed with resourceful and energetic
fannish scholars, ever since one of them figured out in 1965 that
he was really a political scientist named Paul M. A. Linebarger.
If you're familiar with the website, you may have seen two of the
best works of fannish Smith scholarship, Tony Lewis's Concordance
and Mike Bennett's bibliography.
Among strong
earlier efforts was the chapbook titled Exploring Cordwainer
Smith, published by Andrew Porter's Algol Press in 1975, but
featuring articles written soon after Smith's death in 1966 by Australians
Arthur Burns and John Foyster. Another Australian contribution well
worth seeking out is a long and thoughtful article, "The Lever
of Life: Winning and Losing in the Fiction of Cordwainer Smith,"
published in a 1982 Australian fanzine called Science Fiction.
It's by Terry Dowling, who has since become one of Australia's best
writers of science fiction and fantasy (some of which sounds a lot
like Cordwainer Smith).
But I don't
keep close track of the fannish literature on Cordwainer Smith,
solid though much of it is. If you want to find more of it, take
a look at Hal Hall's Science Fiction and Fantasy Research Database,
searchable at http://library.tamu.edu/cushing/sffrd.
Hint: Don't enter the name "Cordwainer Smith" in the search
engine; instead, use "Smith, Cordwainer".
I'll use this
space to note contributions to the scholarly literature I'm most
familiar with: what I'll call the scholarly Smith scholarship. I
call it that not because it's more serious than the fannish scholarship
(some of which is very serious), but because it's done by people
who make their living (or a good part of their living) as scholars.
Most of this
scholarly scholarship is actually easier to find than most of the
fannish scholarship, if you live near a good college or university
library, or a library that will get things for you through interlibrary
loan. It's mostly published in scholarly journals or scholarly books,
with occasional exceptions. Rather than just listing it as individual
papers or chapters or books, I'll group it in terms of the scholars
who did it, and I'll say a little about them. Most were originally
fans themselves, before they got formal scholarly training. The
ones I know are all nice people, so if you have further questions
about Cordwainer Smith after you read their work, they'll probably
answer your e-mails. (As some of you know from e-mailing me, however,
they may be slow to answer at times; they tend to get distracted
by whatever they're working on now.)
The first
scholar I'll list immediately confuses the distinction between fannish
scholarship and scholarly scholarship, because he started doing
the former and moved on to the latter. John J. Pierce wrote the
first substantial biographical study of Cordwainer Smith, aka Paul
Linebarger, in 1973, just six years after Linebarger died. Pierce's
article, "Mr. Forest of Incandescent Bliss: The Man Behind
Cordwainer Smith," was published in a fanzine titled Speculation.
The article is available on the Net at http://fanac.org/fanzines/Speculation/Speculation33-02.html
Much of the
article is based on Pierce's interviews with Paul Linebarger's widow
Genevieve, whose memory was sometimes faulty. Pierce corrected some
of her misinformation in his later publications; in any case, the
article is invaluable for the things she told him about her late
husband that we would never have known otherwise.
Pierce used
the Speculation article as a basis for his considerably briefer
introduction and editorial notes to the Ballantine/Del Rey collection,
The Best of Cordwainer Smith (1975). That's the same collection
that has been reprinted twice in England under the title The
Rediscovery of Man - which should not be confused with the much
larger NESFA Press collection titled The
Rediscovery of Man: The Complete Short Science Fiction of Cordwainer
Smith. Pierce wrote another excellent introduction to the
latter volume, including information not in his first introduction.
He has written more about Cordwainer Smith in other places, including
his massive four-volume history of science fiction published by
Greenwood Press. (One of those four volumes has the best punning
title of any book about science fiction: Odd Genre.) Pierce's
introduction to The Best of Cordwainer Smith served as my
introduction to Smith scholarship.
The next piece
of Smith scholarship I encountered was in a scholarly journal, and
it was written by a professor of literature: Gary K. Wolfe, who
has worked as a faculty member and administrator at Roosevelt University
for many years. Gary also manages, astonishingly, to review several
books a month in fine and perceptive detail for Locus magazine.
And he also happens to be a top-notch Cordwainer Smith scholar.
That first paper I read by him was titled "Mythic Structures
in Cordwainer Smith's 'Game of Rat and Dragon;'" it was published
in the most seriously scholarly of the science fiction research
journals, Science-Fiction Studies, in 1977. It's an impressive
piece of work, but it's somewhat narrow in scope in comparison to
Gary's other work.
I'd suggest
that you start instead with a paper he wrote in collaboration with
Carol T. Williams, titled "The Majesty of Kindness: The Dialectic
of Cordwainer Smith." Published in a book edited by Tom Clareson,
Voices for the Future, volume 3 (Bowling Green University
Popular Press, 1984), that paper analyzes the common themes of many
Smith stories (and of Paul Linebarger's mainstream novels as well).
Its final sentence is indicative of the empathy and the complexity
of Wolfe and Williams' approach to Smith: "Smith's stories
seem somehow more real because they are bizarre and romantic, and
they seem more romantic, perhaps, because of the kernel of reality
that lies at the heart of his work."
(Another excellent
piece on Smith by Wolfe and Williams is a six-large-page entry in
a reference work, the Dictionary of Literary Biography, vol.
8: Twentieth Century American Science-Fiction Writers, part 2,
published by the Gale Research Company in 1981.)
As we continue
more or less chronologically through Smith scholarship, the next
body of work is by Alan C. Elms. I am a psychologist, a biographer,
a psychobiographer, so what I've tried to do in writing about Cordwainer
Smith is to establish the facts of his life as accurately as possible,
to develop an understanding of his psychological growth and character,
and to connect the facts and the psychology to his fiction. I'm
a professor of psychology at the University of California, Davis
- actually a Professor Emeritus, since I've just "retired"
in order to spend more time doing research and writing. My first
major project after retirement is to complete the book-length biography
of Paul Linebarger that I began working on twenty-some years ago.
I haven't been working on it constantly, of course; there have been
lots of distractions, professional and personal. I have, however,
published quite a bit about Cordwainer Smith along the way.
You can find
a complete list of my publications about Smith on my web page, at
this address: http://www.ulmus.net/ace/menus/ace_s5_c7_b0_d0_x.html
(Elsewhere on that website, you can find an outline biography of
Paul Linebarger, which is not completely filled in yet but which
is accurate as far as it goes.)
Skipping over
some of the briefer or more redundant items on that list, my most
informative pieces on Smith/Linebarger are these:
- "The
Creation of Cordwainer Smith" (Science-Fiction Studies, 1984),
which gives an overview of Linebarger's life and discusses the
autobiographical bases for a few of his best-known stories.
- "Between
Mottile and Ambiloxi: Cordwainer Smith as a Southern Writer (Extrapolation,
2001), which looks more closely at Linebarger's early childhood
in Mississippi and how it was translated into "The Game of
Rat and Dragon" and "On the Storm Planet".
- "Origins
of the Underpeople: Cats, Kuomintang and Cordwainer Smith"
(in a volume edited by Tom Shippey, Fictional Space: Essays on
Contemporary Science Fiction, published jointly by Basil Blackwell
and Humanities Press in 1991), which discusses Linebarger's great
admiration and empathy for the common Chinese people, as expressed
in his stories about the genetically modified creatures called
Underpeople.
- "From
Canberra to Norstrilia: The Australian Adventures of Cordwainer
Smith" (Foundation, 2000), which deals with Linebarger's
two sabbaticals in Australia late in his life, leading to his
fictional creation of "Old North Australia" in the novel
Norstrilia. [NOTE: As I've pointed out elsewhere, the pronunciation
Linebarger most likely intended for "Norstrilia" did
not sound like "nostril" the way most people say it,
but with a strong Australian accent: Nor-STRILE-ya.]
- There's
more about Norstrilia and its origins in my "Introduction"
to the authoritative NESFA Press edition of Norstrilia, edited
by James Mann (1995).
In a couple
of other papers, I've focused less on Paul Linebarger's biography
and more on his psychology: "Painwise in Space: The Psychology
of Isolation in Cordwainer Smith and James Tiptree, Jr." (in
Gary Westfahl's edited volume, Space and Beyond: The Frontier
Theme in Science Fiction, Greenwood Press, 2000), and "Behind
the Jet-Propelled Couch: Cordwainer Smith & Kirk Allen"
(in the New York Review of Science Fiction (May 2002).
The first of
these compares and contrasts Paul Linebarger and Alice Sheldon,
whose lives were in certain ways strikingly similar but whose personalities
and fiction were strikingly different.
The second
pursues the long-standing question of whether Paul Linebarger as
a young man was the patient called "Kirk Allen" in the
famous psychoanalytic case history, "The Jet-propelled Couch,"
in Robert Lindner's book The Fifty-Minute Hour. I don't have
an absolute and complete answer to that question, but I think I've
come pretty close.
One of my
major sources of information has been the Cordwainer Smith Papers
at the Spencer Research Library of the University of Kansas. (Another
has been the Linebarger Papers at the Hoover Institution Archives,
Stanford University.) The Cordwainer Smith Papers have been closely
studied by Karen Hellekson, who wrote her master's thesis on Cordwainer
Smith under the supervision of James Gunn, himself a distinguished
science fiction writer and scholar. Karen revised her thesis and
it was published by McFarland in 2001 under the title, The Science
Fiction of Cordwainer Smith. In 150 pages it explores many facets
of Paul Linebarger's writing, with an emphasis on the unpublished
material in the CS Papers. It contains some delightful and never-before-published
quotations by Linebarger, including this one: "In my stories
I use exotic settings, but the settings are like the function of
a Chinese stage. They are intended to lay bare the human mind, to
throw torches over the underground lakes of the human soul, to show
the chambers wherein the ageless dramas of self-respect, God, courage,
sex, love, hope, envy, decency and power go on forever." Karen
has also published a short version of some of the material in this
book as a paper titled "Never Never Underpeople: Cordwainer
Smith's Humanity," in Extrapolation (1993). I hope she'll
say more about Cordwainer Smith in the future.
Most recent
among the scholarly works I've seen is a long but consistently stimulating
paper by Carol McGuirk, "The Rediscovery of Cordwainer Smith,"
in Science Fiction Studies, July 2001. Carol's academic specialty
is Robert Burns, but she is also an editor of the journal Science
Fiction Studies (which recently dropped the hyphen from its
name), and is passionately enthusiastic about Cordwainer Smith.
She hopes to stimulate greater interest in him among other science
fiction scholars, many of whom have focused on the work of Philip
K. Dick and Ursula K. Le Guin to the exclusion of virtually all
other recent SF writers. I think this paper should go a long way
in that direction.
I'll mention
more quickly other scholars who have so far each published a single
item on Cordwainer Smith, but an item worth reading:
Sandra Miesel
wrote one of the earliest papers on Cordwainer Smith's religious
themes, "I Am Joan & I Love You," published in the
ALGOL Press chapbook mentioned above, Exploring Cordwainer Smith.
Johan Heje,
a Danish scholar, has (like Karen Hellekson) done intensive work
in the Cordwainer Smith Papers at the University of Kansas; his
paper, "On the Genesis of Norstrilia" (Extrapolation,
1989), complements Karen's and my studies of that novel.
Darko Suvin,
a distinguished literary scholar, included several pages on Cordwainer
Smith (especially on the story "The Lady Who Sailed the 'Soul'")
in his book, Positions and Presuppositions in Science Fiction
(Kent State University Press. 1988, pp. 205-213). I don't agree
with everything Suvin has to say, but it's nice to see Cordwainer
Smith compared with Dante, Kipling, and the writers of the New Testament.
Lee Weinstein,
a professional librarian in Philadelphia, has used his research
skills to pursue the question of whether Paul Linebarger was Robert
Lindner's patient in the "Jet-propelled Couch" case. His
article, "In Search of Kirk Allen" (New York Review
of Science Fiction, April 2001) reaches tentative conclusions
similar to mine, but brings in somewhat different kinds of evidence
along the way.
There are
also some scholarly items that I haven't read yet, either because
I've only just learned about them in the course of writing this
Scholarly' Corner report, or because I don't read Spanish. Hal Hall's
SF and F Research Database lists a paper by Alice K. Turner, "The
Crimes and the Glories of Cordwainer Smith," in a 2001 edited
volume on science fiction published in Australia. (Many years earlier,
Alice Turner wrote a chronology of the Cordwainer Smith future history,
which can be found in the ALGOL Press chapbook.)
Hal Hall also
lists a master's thesis done by John D. Rose at the University
of Wisconsin, Eau Claire, in 2000: "The Underpeople: Irony
and Racial Alienation in the Science Fiction of Cordwainer Smith."
I know three SF scholars at that university, so I'll ask them
for a copy. And last but far from least, the first book ever published
about Cordwainer Smith appeared in Argentina in 1984: El Señor
de la Tarde: Conjeturas en torno de Cordwainer Smith (Lord of
the Afternoon: Conjectures on C.S.) by Pablo Capanna. I have
read only a bit of it, with the help of a friend and a Spanish
dictionary, but it is clearly a substantial and scholarly work.
(Rosana has more information about it elsewhere on this website,
on the Links to Cordwainer Smith
page.) Pablo has told me he is working on a revision of the
book and has some hope of having it translated into English.
I plan to
update this Scholars' Corner occasionally, so I'd appreciate having
new publications (or old ones that I've missed) pointed out to me.
Copies of such publications will be especially appreciated. My e-mail
address is acelmsATucdavis.edu; please replace AT with @. My mailing
address is Department of Psychology, University of California, One
Shields Avenue, Davis, CA 95616-8686.
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